Image of Carlotta Zola

Carlotta Zola

Associate

Carlotta is experienced in regulatory compliance matter. She provides support to banks and other financial service providers, as well as unregulated companies, on all aspects of financial regulatory law.

She advices on a wide range of matters including Governance and Risk Management, Anti-Money Laundering, Product Oversight and Governance, Transparency, MIFID II.

She also focuses on White Collar Crime and Corporate Liability – including the Italian Legislative Decree 231/2001 - to protect client from legal and reputational risks. Her expertise includes the development and implementation of policy and procedures, compliance program, audit to assess the effectiveness of the internal control system.

She is careful about customer demands and works to ensure tailor-made and quality activities.

Published Work

  • "The Mystery shopping of Regulators trough reasons and expectations", Risk&Compliance Platform Europe (2024)

Qualifications

Admissions

Admitted to Milan Bar, 2021

Academic

Law Degree, Bocconi University, Milan, 2019

Languages

Italian, English
Disclaimer
A&O Shearman was formed on May 1, 2024 by the combination of Shearman & Sterling LLP and Allen & Overy LLP and their respective affiliates (the legacy firms). Any matters referred to above may include matters undertaken by one or more of the legacy firms rather than A&O Shearman.