He has significant experience advising independent directors of registered investment companies on fiduciary responsibilities, conflicts of interest, directors' and officers' errors and omissions insurance, contract negotiations with service providers, corporate governance, risk management and other regulatory and compliance matters. He also advises clients in connection with mergers and acquisitions of investment advisers.
He is a Certified Public Accountant and has particular experience in financial statement analysis.
Thomas represents prominent investment funds and their advisers, including Miller/Howard Funds and StoneCastle Financial Corp.