Representative Criminal and Civil Regulatory Investigations
Global energy company in an investigation by the SEC of a whistleblower’s allegations of FCPA violations in Asia.
U.S. financial services providers in inquiries by Congress, the SEC, and numerous state attorneys general and regulators related to ESG policies and commitments.
U.S. financial institution in long-running criminal investigations conducted by the DOJ Antitrust Division and Fraud Section.
Multiple companies in criminal investigations by U.S. Attorney’s offices and the DOJ National Security Division, and parallel civil investigations, for false claims and export violations.
DOD officials and government contractors in multiple investigations by a U.S. Attorney’s Office and Inspectors General involving kickbacks and false claims.
U.S. financial institution in parallel antitrust and fraud investigations conducted by the DOJ Criminal Division, SEC, CFTC, and the Federal Reserve.
U.S. financial institution in a CFTC investigation related to anti-competitive conduct in the market for swaps.
Multiple individuals in several FCPA investigations conducted by the DOJ Fraud Section and SEC involving Brazil, India, Mexico, and the U.K.U.S. financial institution in investigations related to sales and trading practices of mortgage-backed securities in the U.S. and U.K. by the DOJ Fraud Section, SEC, and FINRA.
Former chief of staff and deputy chief of staff to a U.S. cabinet official and presidential candidate in investigations by DOJ and Congress.
U.S. financial institution in a FINRA investigation of its prime brokerage and the extension of credit to a U.K. hedge fund.
U.S. financial institution and senior executive in an SEC inquiry related to insider trading.
Internal Investigations
U.S. issuer in a global internal investigation related to corruption in the sponsorship of professional sports.
Global energy company in an investigation of potential fraud by senior executives in Africa.
U.S. issuer in response to a whistleblower allegation of FCPA violations in Turkey.
U.S. bank in two internal investigations of potential fraud in connection with the performance of government contracts.
Major U.S. hedge fund investigating a whistleblower’s allegations of trading irregularities and fraud in Hong Kong.
A U.S. technology company in an internal investigation of potential accounting fraud in Canada.
Civil litigation
Defense contractors and shipbuilders in putative antitrust class action alleging unlawful agreements not to “poach” employees in U.S. District Court for Eastern District of Virginia.
Defense contractor in merger challenge in U.S. District Court for the District of Maryland.
Defense contractor in putative antitrust class action alleging unlawful agreements not to “poach” employees in U.S. District Court for Southern District of Ohio.
Midstream firm in a commercial dispute related to natural gas contracts in the U.S. District Courts for the Western District and Southern District of Texas.
Global oil trading firm against RICO and antitrust allegations in the U.S. District Court for the Southern District of Florida.
U.S. financial institution in multiple antitrust class actions filed in the U.S. District Court for the Southern District of New York.
U.S. investment firm in litigation related to a real estate investment in the U.S. District Court for the District of Columbia.
