Citigroup in 2022 trial relating to alleged negligent misrepresentations in connection with foreign exchange hedging contracts.
Deutsche Bank in litigation involving its role as arranger of $725 million loan to SunEdison through 2023 eve-of-trial settlement.
The independent directors of Wells Fargo in connection with internal and DOJ, SEC and other agencies’ multi-year sales practices investigations.
Todd Newman, formerly of Diamondback Capital Management, at trial and on appeal and achieved complete victory when the US Supreme Court declined to rehear the government’s case after the Second Circuit’s landmark decision to overturn Mr. Newman’s conviction for insider trading and subsequent denial of the government’s petition for rehearing.
Christopher Worrall, former employee of the Centers for Medicare and Medicaid Services, in the trial and appeal of charges that he passed confidential rule-making information to hedge fund managers.
CFOs of two public brand management companies in DOJ and SEC investigations relating to alleged improper disclosures relating to accounting for goodwill.
KuCoin Crypto Exchange in a New York Attorney General petition alleging sale of unregistered digital asset securities.
Gemini Trust Company in connection with an investigation and CFTC enforcement action alleging misrepresentations relating to listing of first Bitcoin futures contract and multi-agency investigation of Gemini’s Earn crypto yield product.
A European construction company in a DOJ FCPA matter involving investigations in multiple countries.
Citigroup in investigation of $400 million fraud at Banamex subsidiary, including internal investigation and representation of the company before DOJ, SEC and other regulatory agencies as well as related civil litigation.
A major financial institution in a DOJ’s FIFA anti-corruption investigation.
A major financial institution and individuals in DOJ FIRREA investigations into mortgage lending practices.
Individuals in investigation of insider trading by US-based asset manager in stocks of overseas companies on foreign exchanges.
Galleon Management in all criminal, SEC, fund wind-down and governance matters arising from alleged insider trading at Galleon.
A major building services company in the Manhattan District Attorney’s Office investigation into alleged improper billing.
A major media company in the Manhattan District Attorney’s Office investigation into employee embezzlement.
Two major financial institutions in separate SEC investigations concerning structuring/underwriting CDOs.
A major financial institution in a DOJ and CFTC investigation into certain market practices related to interest rates.
Investment managers in alleged “pay-for-play” criminal and civil investigations related to state pension funds by the Department of Justice, SEC and New York Attorney General.
An investment manager in all criminal and governance matters related to highly-publicized federal bank fraud charges against a major campaign fund-raiser.
A financial institution in an SEC “pay-for-play” investigation of municipal securities dealer.
An individual defendant in DOJ prosecution of bulk cash smuggling charges.
