A former federal prosecutor and first-chair trial lawyer “with exceptional courtroom skills,” Adam focuses on the representation of multinational corporations, global financial institutions and individuals in criminal and civil regulatory matters, internal investigations, and litigation in state and federal courts.

Adam has represented companies and individuals in investigations led by the Department of Justice, U.S. Attorney’s Offices, the SEC, the CFTC, FINRA, state attorneys general and regulators, and Congress, involving potential violations of the securities and antitrust laws, the FCPA, the False Claims Act, and export control laws. He has tried more than 40 cases to verdict and argued numerous evidentiary motions and appeals. In addition, Adam frequently works with government contractors and companies operating in the national security industry and under CFIUS mitigation measures, and he has extensive experience advising corporate entities on compliance matters, including ESG and anti-corruption issues.

Prior to entering private practice, Adam served as an Assistant U.S. Attorney in the U.S. Attorney’s Office for the Eastern District of Virginia and the U.S. Attorney’s Office for the District of Columbia where he supervised the investigation, indictment, and trial of complex conspiracies, homicides, and matters involving public corruption and racketeering. While with the Department of Justice, he was awarded the Director’s Award and three special achievement awards. He also served as a law clerk to the Honorable Henry Hudson in the U.S. District Court for the Eastern District of Virginia. Before attending law school, Adam was an officer on active duty in the U.S. Navy.

Expertise

Industries

Experience

Representative matters

Representative Criminal and Civil Regulatory Investigations
  • Global energy company in an investigation by the SEC of a whistleblower’s allegations of FCPA violations in Asia.
  • U.S. financial services providers in inquiries by Congress, the SEC, and numerous state attorneys general and regulators related to ESG policies and commitments.
  • U.S. financial institution in long-running criminal investigations conducted by the DOJ Antitrust Division and Fraud Section.
  • Multiple companies in criminal investigations by U.S. Attorney’s offices and the DOJ National Security Division, and parallel civil investigations, for false claims and export violations.
  • DOD officials and government contractors in multiple investigations by a U.S. Attorney’s Office and Inspectors General involving kickbacks and false claims.
  • U.S. financial institution in parallel antitrust and fraud investigations conducted by the DOJ Criminal Division, SEC, CFTC, and the Federal Reserve.
  • U.S. financial institution in a CFTC investigation related to anti-competitive conduct in the market for swaps.
  • Multiple individuals in several FCPA investigations conducted by the DOJ Fraud Section and SEC involving Brazil, India, Mexico, and the U.K.
  • U.S. financial institution in investigations related to sales and trading practices of mortgage-backed securities in the U.S. and U.K. by the DOJ Fraud Section, SEC, and FINRA.
  • Former chief of staff and deputy chief of staff to a U.S. cabinet official and presidential candidate in investigations by DOJ and Congress.
  • U.S. financial institution in a FINRA investigation of its prime brokerage and the extension of credit to a U.K. hedge fund.
  • U.S. financial institution and senior executive in an SEC inquiry related to insider trading.
Internal Investigations
  • U.S. issuer in a global internal investigation related to corruption in the sponsorship of professional sports.
  • Global energy company in an investigation of potential fraud by senior executives in Africa.
  • U.S. issuer in response to a whistleblower allegation of FCPA violations in Turkey.
  • U.S. bank in two internal investigations of potential fraud in connection with the performance of government contracts.
  • Major U.S. hedge fund investigating a whistleblower’s allegations of trading irregularities and fraud in Hong Kong.
  • A U.S. technology company in an internal investigation of potential accounting fraud in Canada.
Civil litigation
  • Defense contractors and shipbuilders in putative antitrust class action alleging unlawful agreements not to “poach” employees in U.S. District Court for Eastern District of Virginia.
  • Defense contractor in merger challenge in U.S. District Court for the District of Maryland.
  • Defense contractor in putative antitrust class action alleging unlawful agreements not to “poach” employees in U.S. District Court for Southern District of Ohio.
  • Midstream firm in a commercial dispute related to natural gas contracts in the U.S. District Courts for the Western District and Southern District of Texas.
  • Global oil trading firm against RICO and antitrust allegations in the U.S. District Court for the Southern District of Florida.
  • U.S. financial institution in multiple antitrust class actions filed in the U.S. District Court for the Southern District of New York.
  • U.S. investment firm in litigation related to a real estate investment in the U.S. District Court for the District of Columbia.

Pro bono

  • Representing fellow veterans in matters related to their veterans’ benefits.
  • Assisted the U.S. Olympic and Paralympic Committee on several occasions by conducting high-profile independent investigations.

Published Work

  • Lanpher, Mark and Schwartz, Adam, (2024) “SEC Investigations and Enforcement Actions”, Chapter 14: Securities Litigation: A Practitioner’s Guide, PLI Press

 

Speaking Engagements

  • Panelist, “The Whistle has been Blown. Where do we go from here?” Virginia Society of CPAs Anti-Corruption Day of Learning, December 2024
  • Speaker, Cambridge Forum on Financial Institutions Enforcement, May 2024
  • Panelist, “ESG: Litigation, Enforcement, and Shifting Political Tides”, SIFMA C&L Annual Seminar, March 2024
  • Panelist, “Enforcement – Priorities, Recent Developments and Best Practices”, 30th Annual Securities Litigation and Regulatory Practice CLE, November 2023
  • Panelist, “How to Effectively Conduct an Internal Investigation: Key Considerations During a Pandemic”, The Knowledge Group, January 2021
  • Panelist, “Lessons Learned: Trying Your First Case”, American Bar Association, June 2020 
  • Panelist, “Corporate Enforcement During a Pandemic: Perspectives from the Enforcers”, Practicing Law Institute, May 2020
  • Panelist, Representing Clients in White Collar Criminal Investigations 2019, Bar Association of the District of Columbia, December 2019
  • Panelist, “Cybersecurity – Threats & Defenses”, Sharenett’s Israel Innovation & Cybersecurity Symposium, October 2019
  • Panelist, “Uncovering Hidden Agendas: Corporate Governance, Ethics and Conflicts of Interest on Corporate Boards”, Thomson Reuters’ Corporate Risk, Ethics & Compliance Forum, September 2019

Recognition

Adam sees issues, presents risks and is incredibly helpful in getting you to a place of comfort with the necessary strategy.
Chambers USA, 2024
Adam is a great advocate for his clients. He is responsive and smart.
Chambers USA, 2024

Awards

  • Ranked in Chambers & Partners USA, 2023 and 2024

Qualifications

Admissions

Virginia, 2007

Washington, D.C., 2009

New York, 2016

United States District Court for the Eastern District of Virginia

United States District Court for the District of Columbia

United States District Court for the District of Maryland

United States District Court for the Southern District of New York

United States Court of Appeals, Fourth Circuit

United States Court of Appeals, Eleventh Circuit

Academic

B.A., Cornell University, magna cum laude, 2000

J.D., University of Virginia, 2007
Editorial Board, Virginia Law Review

Disclaimer
A&O Shearman was formed on May 1, 2024 by the combination of Shearman & Sterling LLP and Allen & Overy LLP and their respective affiliates (the legacy firms). Any matters referred to above may include matters undertaken by one or more of the legacy firms rather than A&O Shearman.